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Question
Which of the following statements is incorrect?
Options
Providing liquidity to securities is one of the functions of stock exchange.
Process of holding shares in electronic form is known as Dematerialization.
Securities Exchange Board of India performs the regulatory function of controlling insider trading and imposing penalties for such practices.
Capital market consists of Commercial banks, Development banks and stock exchanges.
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Solution
Securities Exchange Board of India performs the regulatory function of controlling insider trading and imposing penalties for such practices.
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The company has to obtain consent of ............................ if issue of debentures exceeds Rs. 1 crore.
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Mr. Sanjay Nehra was the Chairman of 'Taran Bank.' The bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce taking over of 'Vena Bank.' Mr. Sanjay Nehra knew that the share price of 'Taran Bank' would rise on this announcement. Being a part of the bank, he was not allowed to buy shares of the bank. He called one of his rich friends Sudhir and asked him to invest Rs 5 crores in shares of his bank promising him the capital gains. As expected the share prices went up by 40% and the market price of Suhir's shares was now Rs 7 crores. He earned a profit of Rs 2 crores. He gave Rs 1 crore to Mr. Sanjay Nehra and kept Rs 1 crore with himself. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. The SEBI imposed a heavy penalty on Mr. Sanjay Nehra.
By quoting the lines from the above para identify and state any two functions that were performed by SEBI in the above case.
Explain the objectives and functions of the SEBI.
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Explain the powers SEBI has been vested with for discharging of its functions efficiently.
State any three Development functions of Securities and Exchange Board of India.
Write a word or a term or a phase which can substitute for the following:
Regulator of securities market in India.
Attempt the following:
Write a reply to a complaint by an investor
State any five regulatory functions of the Securities and Exchange Board of India.
Which of the following is the regulatory function of SEBI?
What are the protective function of SEBI?
Who among the following is the Chairman of SEBI as of August 2018
______ is an institution or organisation, which holds securities in electronic form, in which trading is done.
Of the following sources of funds, ______ are not Borrowed Funds.
Which of the following is/are the 'Developmental Functions' of Securities and Exchange Board of India?
Of the following sources of funds, ______ are Owner's Funds.
______ debt-equity ratio is preferred by the commercial banker over the years as it indicates financial strength of a unit.
State any three objectives of the Securities Exchange Board of India.
