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प्रश्न
Which of the following statements is incorrect?
विकल्प
Providing liquidity to securities is one of the functions of stock exchange.
Process of holding shares in electronic form is known as Dematerialization.
Securities Exchange Board of India performs the regulatory function of controlling insider trading and imposing penalties for such practices.
Capital market consists of Commercial banks, Development banks and stock exchanges.
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उत्तर
Securities Exchange Board of India performs the regulatory function of controlling insider trading and imposing penalties for such practices.
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संबंधित प्रश्न
Mr. Vikas Mehra was the Chairman of 'IBM Bank'. The Bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce the taking over of 'UK Bank'. Mr. Vikas Mehra knew that the share price of 'IBM Bank' would rise on this announcement. Being a part of the Bank, he was not allowed to buy shares of the bank. He called one of his rich friends Mukand and asked him to invest Rs 4 crores in shares of his bank promising him the capital gains. As expected after the announcement, the share prices went up by 50% and the market price of Mukand's shares was now Rs 6 crores. Mukand earned a profit of Rs 2 crores. He gave Rs 1 crore to Vikas Mehra and kept Rs 1 crore with him. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. SEBI imposed a heavy penalty on Vikas Mehra.
Quoting the lines from the above para identify and state any two functions performed by SEBI in the above case.
State the protective functions of the Securities and Exchange Board of India.
Answer the question in about fifty words:
What is SEBI and what is its role?
State any three Development functions of Securities and Exchange Board of India.
Write a word or a term or a phase which can substitute for the following:
Regulator of securities market in India.
Select the correct option form the bracket.
| Group ‘A’ | Group ‘B’ |
| Regulator of Securities Market | ______________ |
State any five regulatory functions of the Securities and Exchange Board of India.
Which of the following is the regulatory function of SEBI?
Under which method, the securities are sold only to some selected individuals and big institutional investors rather than to the public.
Rishu's friend Devina works as a Finance Manager in Perfect Solutions Ltd. Devina in a meeting with the directors of the company came to know that the firm would soon be declaring a bonus issue which would lead to an increase in the price of shares. On this basis, Devina advised Rishu to purchase the shares of Perfect Solutions Ltd., who thus bought the shares. SEBI can control malpractices like these through which of the following functions:
Which of the following stands for SEBI?
Which of the following is/are the 'Developmental Functions' of Securities and Exchange Board of India?
Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?
Which of the following is not a function of Securities and Exchange Board of India (SEBI)?
STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation.
STATEMENT II: There is no danger of theft, loss or forgery of share certificates in dematerialisation.
Choose the correct option from the following:
Where is the head office of SEBI located?
What is SEBI's broad role in the securities market in India?
In which securities does SEBI protect investors' interests?
Why is SEBI called the watchdog of the Indian securities market?
Which practices does SEBI seek to prevent as an objective?
For whom does SEBI develop and enforce a code of conduct?
Which examples of fraudulent and unfair trade practices does SEBI prohibit?
How does SEBI address insider trading as a protective function?
To whom does SEBI provide training as a developmental function?
What does SEBI educate investors about?
What does a stock exchange do in relation to securities trading?
Between whom do stock brokers act as intermediaries?
Which set gives examples of merchant bankers?
Through whom do depositories provide their services?
Which risks involving share certificates does the depository system eliminate?
How do credit rating agencies help investors make informed decisions?
How do credit rating agencies help borrowers raise funds?
Which issues may lead to incorrect ratings?
Which investment risk benefit do mutual funds provide?
What additional benefits do mutual funds offer investors?
What role do mutual funds play under SEBI's regulation?
