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प्रश्न
Answer each of these questions in about fifteen words:
State three functions of SEBI rolled into one body.
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उत्तर
SEBI has three functions rolled into one body: quasi-legislative, quasi-judicial and quasi-executive.
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संबंधित प्रश्न
Mr. Vikas Mehra was the Chairman of 'IBM Bank'. The Bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce the taking over of 'UK Bank'. Mr. Vikas Mehra knew that the share price of 'IBM Bank' would rise on this announcement. Being a part of the Bank, he was not allowed to buy shares of the bank. He called one of his rich friends Mukand and asked him to invest Rs 4 crores in shares of his bank promising him the capital gains. As expected after the announcement, the share prices went up by 50% and the market price of Mukand's shares was now Rs 6 crores. Mukand earned a profit of Rs 2 crores. He gave Rs 1 crore to Vikas Mehra and kept Rs 1 crore with him. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. SEBI imposed a heavy penalty on Vikas Mehra.
Quoting the lines from the above para identify and state any two functions performed by SEBI in the above case.
Lalita wants to buy shares of Akbar Enterprises, through her broker Kushvinder. She has a Demat Account and a bank account for cash transactions in the securities market. Discuss the subsequent steps involved in the screen-based trading for buying and selling of securities in this case.
Answer each of these questions in about fifteen words
What do you understand by private placement?
Answer each of these questions in about fifty words:
Who manages SEBI?
State any three Development functions of Securities and Exchange Board of India.
Write a word or a term or a phase which can substitute for the following:
Institution that regulates functioning of stock exchanges and intermediaries in the securities market.
State whether the statement is true or false:
SEBI protects the interest of investors in securities market.
Which of the following is the regulatory function of SEBI?
Under which method, the securities are sold only to some selected individuals and big institutional investors rather than to the public.
State the year in which Securitites Board of India was established?
Which of the following stands for SEBI?
State the first development bank of the country
Of the following sources of funds, ______ are not Borrowed Funds.
Of the following sources of funds, ______ are Owner's Funds.
Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?
SEBI calls for information and issues a show cause notice to stock exchange and its officials seeking explanation and conducting audit and enquiry. Which function is SEBI performing?
SEBI regulates the prices of the securities listed in the market.
What does SEBI educate investors about?
Which activities does SEBI allow to encourage capital market development?
Which entities does SEBI register and regulate?
Through whom do depositories provide their services?
Which risks involving share certificates does the depository system eliminate?
Which burdens does the depository system reduce?
Why does SEBI regulate and monitor credit rating agencies?
Which is the oldest mutual fund in India?
