Advertisements
Advertisements
प्रश्न
Answer each of these questions in about fifteen words:
State three functions of SEBI rolled into one body.
Advertisements
उत्तर
SEBI has three functions rolled into one body: quasi-legislative, quasi-judicial and quasi-executive.
APPEARS IN
संबंधित प्रश्न
The company has to obtain consent of ............................ if issue of debentures exceeds Rs. 1 crore.
- SEBI
- Registrar
- National Stock Exchange
India’s largest domestic investor Life Insurance Corporation of India has once again come to government’s rescue by subscribing 70% of Hindustan Aeronautics Rs.4,200-crore initial public offering.
a. Which market is being reflected in the above case?
b. State which method of floatation in the above identified market is being highlighted in the case? (Primary Market)
c. Explain any two other methods of floatation. (Private Placement, Offer through prospectus, offer for sale).
Answer each of these questions in about fifteen words
What do you understand by private placement?
Answer each of these questions in about fifteen words:
What is SEBI?
Answer each of these questions in about fifteen words:
When was SIDBI established?
What is the power of SEBI?
Write a word or a term or a phase which can substitute for the following:
Institution that regulates functioning of stock exchanges and intermediaries in the securities market.
What are the objectives of the SEBI?
Which of the following is the development function of SEBI?
What are the protective function of SEBI?
Under which method, the securities are sold only to some selected individuals and big institutional investors rather than to the public.
______ is a legally enforceable document and helps to settle disputes/claims between the investor and the broker. It contains details of the number of shares bought or sold, the price, the date and time of deal, and the brokerage charges.
Rishu's friend Devina works as a Finance Manager in Perfect Solutions Ltd. Devina in a meeting with the directors of the company came to know that the firm would soon be declaring a bonus issue which would lead to an increase in the price of shares. On this basis, Devina advised Rishu to purchase the shares of Perfect Solutions Ltd., who thus bought the shares. SEBI can control malpractices like these through which of the following functions:
Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.
Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.
Which is the apex statutory body of capital market to which customers can complain to redress their grievances?
Which of the following statements is incorrect?
STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation.
STATEMENT II: There is no danger of theft, loss or forgery of share certificates in dematerialisation.
Choose the correct option from the following:
Which body is the regulator of the securities market in India?
In which securities does SEBI protect investors' interests?
Which examples of fraudulent and unfair trade practices does SEBI prohibit?
Which protective function directly concerns investors?
Which entities does SEBI register and regulate?
Which conduct does SEBI prohibit as part of its regulatory functions?
Which are the two major stock exchanges in India?
In what form do depositories maintain investors' securities?
Through whom do depositories provide their services?
Which risks involving share certificates does the depository system eliminate?
Which is the oldest mutual fund in India?
