Question

With reference to SEBI, briefly answer the following question:

State any two roles of SEBI as a regulator.

Answer 1

• SEBI prohibits fraudulent and unfair trade practices./It leads to promotion of fair practices and code of conduct in security market.
• It controls insider trading.
• It undertakes steps for investor protection.
• It promotes training of intermediaries of security market.
• It conducts research and publishes information useful to all participants in the security market.
• It educates investors.
• It issues guidelines to streamline the allotment of shares.
• It regulates business on stock exchanges through rules and regulations.
• It registers and regulates the working of mutual funds.