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प्रश्न
Answer each of these questions in about one hundred and fifty words:
Explain the powers SEBI has been vested with for discharging of its functions efficiently.
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उत्तर
SEBI has been vested with the following powers:
- To make and approve by-laws of stock exchanges.
- To enquire the stock exchange to amend their by-laws.
- Inspect the books of accounts and call for periodical returns from recognized stock exchanges.
- Inspect the books of accounts of financial intermediaries.
- Compel certain companies to list their shares in one or more stock exchanges.
- Levy fees and other charges on the intermediaries for performing its functions.
- Grant license to any person for the purpose of dealing in certain areas.
- Delegate powers exercisable by it.
- Prosecute and judge directly the violation of certain provisions of the Companies Act.
- Power to impose monetary penalties.
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संबंधित प्रश्न
The company has to obtain consent of ............................ if issue of debentures exceeds Rs. 1 crore.
- SEBI
- Registrar
- National Stock Exchange
Explain the objectives and functions of the SEBI.
Answer the question in about fifty words:
What is SEBI and what is its role?
Answer each of these questions in about fifty words:
Explain briefly the three functions of SEBI rolled into one body.
Select the correct answer from the options given below and rewrite the statement.
________ regulates the functioning of Stock Exchange in India.
Select the correct option form the bracket.
| Group ‘A’ | Group ‘B’ |
| Regulator of Securities Market | ______________ |
Attempt the following:
Write a reply to a complaint by an investor
What are the protective function of SEBI?
Under which method, the securities are sold only to some selected individuals and big institutional investors rather than to the public.
Which of the following can be a depository participant (DP)?
State the year in which Securitites Board of India was established?
The Securities and Exchange Board of India was established by the Government of India and was given a statutory status in ______.
Which of the following statements is incorrect?
SEBI calls for information and issues a show cause notice to stock exchange and its officials seeking explanation and conducting audit and enquiry. Which function is SEBI performing?
SEBI regulates the securities market in India.
SEBI regulates the prices of the securities listed in the market.
Which body is the regulator of the securities market in India?
When did SEBI become a statutory body, and under which Act?
Which examples of fraudulent and unfair trade practices does SEBI prohibit?
How does SEBI address insider trading as a protective function?
Which are the two major stock exchanges in India?
Which set gives examples of merchant bankers?
Which are the two major depositories in India?
Through whom do depositories provide their services?
Which symbols may credit rating agencies assign?
Why does SEBI regulate and monitor credit rating agencies?
