मराठी

STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation. STATEMENT II: There is no danger of theft, loss or forgery of share certificates

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प्रश्न

STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation.

STATEMENT II: There is no danger of theft, loss or forgery of share certificates in dematerialisation.

Choose the correct option from the following:

पर्याय

  • Statement I is true and II is false

  • Statement II is true and I is false

  • Both the statements are true

  • Both the statements are false

MCQ
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उत्तर

Statement II is true and I is false

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  या प्रश्नात किंवा उत्तरात काही त्रुटी आहे का?
2023-2024 (March) Board Sample Paper

व्हिडिओ ट्यूटोरियलVIEW ALL [1]

संबंधित प्रश्‍न

Mr. Sanjay Nehra was the Chairman of 'Taran Bank.' The bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce taking over of 'Vena Bank.' Mr. Sanjay Nehra knew that the share price of 'Taran Bank' would rise on this announcement. Being a part of the bank, he was not allowed to buy shares of the bank. He called one of his rich friends Sudhir and asked him to invest Rs 5 crores in shares of his bank promising him the capital gains. As expected the share prices went up by 40% and the market price of Suhir's shares was now Rs 7 crores. He earned a profit of Rs 2 crores. He gave Rs 1 crore to Mr. Sanjay Nehra and kept Rs 1 crore with himself. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. The SEBI imposed a heavy penalty on Mr. Sanjay Nehra.

By quoting the lines from the above para identify and state any two functions that were performed by SEBI in the above case.


What are the objectives of SEBI?


India’s largest domestic investor Life Insurance Corporation of India has once again come to government’s rescue by subscribing 70% of Hindustan Aeronautics Rs.4,200-crore initial public offering.

a. Which market is being reflected in the above case?

b. State which method of floatation in the above identified market is being highlighted in the case? (Primary Market)

c. Explain any two other methods of floatation. (Private Placement, Offer through prospectus, offer for sale).


Lalita wants to buy shares of Akbar Enterprises, through her broker Kushvinder. She has a Demat Account and a bank account for cash transactions in the securities market. Discuss the subsequent steps involved in the screen-based trading for buying and selling of securities in this case.


Answer each of these questions in about fifteen words

What do you understand by private placement?


Answer each of these questions in about fifteen words:

What is SEBI?


Answer each of these questions in about fifty words:

Who manages SEBI?


Answer each of these questions in about one hundred and fifty words:

Explain the powers SEBI has been vested with for discharging of its functions efficiently.


What is the power of SEBI?


Depository Participant


State any three Development functions of Securities and Exchange Board of India.


Write a word or a term or a phase which can substitute for the following:
Regulator of securities market in India.


State whether the statement is true or false:
SEBI protects the interest of investors in securities market.


What are the objectives of the SEBI?


What are the protective function of SEBI?


Under which method, the securities are sold only to some selected individuals and big institutional investors rather than to the public.


Who among the following is the Chairman of SEBI as of August 2018


State the year in which Securitites Board of India was established?


Rishu's friend Devina works as a Finance Manager in Perfect Solutions Ltd. Devina in a meeting with the directors of the company came to know that the firm would soon be declaring a bonus issue which would lead to an increase in the price of shares. On this basis, Devina advised Rishu to purchase the shares of Perfect Solutions Ltd., who thus bought the shares. SEBI can control malpractices like these through which of the following functions:


Which of the following stands for SEBI?


The Securities and Exchange Board of India was established by the Government of India and was  given a statutory status in ______.


State the first development bank of the country


Of the following sources of funds, ______ are Owner's Funds. 


Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.


Which is the apex statutory body of capital market to which customers can complain to redress their grievances?


Read the following text and answer the following question on the basis of the same:

Mr. A. Bose is running a successful business. Mr. Bose is the owner of R. K. Cement Ltd. Mr. Bose decided to expand his business by acquiring a Steel Factory. This required an investment of~ 60 crores. To seek advice in this matter, he called his financial advisor Mr. T. Ghosh who advised him about the judicious mix of equity (40%) and Debt (60%). Employ more of cheaper debt may enhance the EPS. Mr. Ghosh also suggested him to take loan from a financial institution as the cost of raising funds from financial institutions is low. Though this will increase the financial risk but will also raise the return to equity shareholders. He also apprised him that issue of debt will not dilute the control of equity shareholders. At the same time, the interest on loan is a tax-deductible expense for computation of tax liability. After due deliberations with Mr. Ghosh, Mr. Bose decided to raise funds from a financial institution.

In the above case Mr. Ghosh suggested to raised more funds from debt. Higher debt-equity ratio results in:


Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?


Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?


Which of the following statements is incorrect?


State any three objectives of the Securities Exchange Board of India.


'Due to various malpractices and multiplied investors grievances the Govt. of India decided to set up a separate regulatory body to protect the interest of investors and to regulate the securities market.'

  1. Identify the regulatory body set up by Govt. of India for the above-stated purpose.
  2. State any one objective of the regulatory body identified in (a) above.

SEBI regulates the securities market in India.


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