मराठी

Select the correct option form the bracket. Group ‘A’ Group ‘B’ Regulator of Securities Market ______________ - Secretarial Practice

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प्रश्न

Select the correct option form the bracket.

Group ‘A’ Group ‘B’
Regulator of Securities Market ______________

पर्याय

  • NCLAT

  • Administers Companies

  • SEBI

MCQ
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उत्तर

Group ‘A’ Group ‘B’
Regulator of Securities Market SEBI
shaalaa.com
  या प्रश्नात किंवा उत्तरात काही त्रुटी आहे का?
पाठ 12: Correspondence with Statutory Authorities - Exercise Q.1 [पृष्ठ १८४]

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बालभारती Secretarial Practice [English] 11 Standard Maharashtra State Board
पाठ 12 Correspondence with Statutory Authorities
Exercise Q.1 | Q 6.1 | पृष्ठ १८४

संबंधित प्रश्‍न

The company has to obtain consent of ............................ if issue of debentures exceeds Rs. 1 crore.

  1. SEBI
  2. Registrar
  3. National Stock Exchange

Mr. Vikas Mehra was the Chairman of 'IBM Bank'. The Bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce the taking over of 'UK Bank'. Mr. Vikas Mehra knew that the share price of 'IBM Bank' would rise on this announcement. Being a part of the Bank, he was not allowed to buy shares of the bank. He called one of his rich friends Mukand and asked him to invest Rs 4 crores in shares of his bank promising him the capital gains. As expected after the announcement, the share prices went up by 50% and the market price of Mukand's shares was now Rs 6 crores. Mukand earned a profit of Rs 2 crores. He gave Rs 1 crore to Vikas Mehra and kept Rs 1 crore with him. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. SEBI imposed a heavy penalty on Vikas Mehra.

Quoting the lines from the above para identify and state any two functions performed by SEBI in the above case.


Explain the objectives and functions of the SEBI.


Answer each of these questions in about fifteen words

What do you understand by private placement?


Answer each of these questions in about fifteen words:

What is SEBI?


Answer the question in about fifty words:

What is SEBI and what is its role?


Answer each of these questions in about fifty words:

Who manages SEBI?


Write a word or a term or a phase which can substitute for the following:
Regulator of securities market in India.


Attempt the following:

Write a reply to a complaint by an investor


What are the protective function of SEBI?


Which of the following is not a Protective Function performed by SEBI?


Of the following sources of funds, ______ are not Borrowed Funds. 


Which of the following is/are the 'Developmental Functions' of Securities and Exchange Board of India?


Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.


Read the following text and answer the following question on the basis of the same:

Mr. A. Bose is running a successful business. Mr. Bose is the owner of R. K. Cement Ltd. Mr. Bose decided to expand his business by acquiring a Steel Factory. This required an investment of~ 60 crores. To seek advice in this matter, he called his financial advisor Mr. T. Ghosh who advised him about the judicious mix of equity (40%) and Debt (60%). Employ more of cheaper debt may enhance the EPS. Mr. Ghosh also suggested him to take loan from a financial institution as the cost of raising funds from financial institutions is low. Though this will increase the financial risk but will also raise the return to equity shareholders. He also apprised him that issue of debt will not dilute the control of equity shareholders. At the same time, the interest on loan is a tax-deductible expense for computation of tax liability. After due deliberations with Mr. Ghosh, Mr. Bose decided to raise funds from a financial institution.

In the above case Mr. Ghosh suggested to raised more funds from debt. Higher debt-equity ratio results in:


Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?


SEBI calls for information and issues a show cause notice to stock exchange and its officials seeking explanation and conducting audit and enquiry. Which function is SEBI performing?


STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation.

STATEMENT II: There is no danger of theft, loss or forgery of share certificates in dematerialisation.

Choose the correct option from the following:


SEBI regulates the prices of the securities listed in the market.


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