मराठी

Select the correct answer from the options given below and rewrite the statement.________ regulates the functioning of Stock Exchange in India. - Secretarial Practice

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प्रश्न

Select the correct answer from the options given below and rewrite the statement.
________ regulates the functioning of Stock Exchange in India.

पर्याय

  • SEBI

  • MCA

  • ROC

MCQ
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उत्तर

SEBI regulates the functioning of Stock Exchange in India.

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  या प्रश्नात किंवा उत्तरात काही त्रुटी आहे का?
पाठ 12: Correspondence with Statutory Authorities - Exercise Q.1 [पृष्ठ १८३]

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बालभारती Secretarial Practice [English] 11 Standard Maharashtra State Board
पाठ 12 Correspondence with Statutory Authorities
Exercise Q.1 | Q 1.12 | पृष्ठ १८३

संबंधित प्रश्‍न

Mr. Aditya Gupta was the chairman of ‘Vandan Bank’. The Bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank announced taking over of ‘Karur Bank’. Aditya Gupta knew that the share price of Vandan Bank would rise on this announcement. Being a part of the bank, he was not allowed to buy shares of the bank. He called one of his rich friends Nimesh and asked him to invest Rs 6 crores in the shares of his bank promising him the capital gain.

As expected, the share prices went up by 40% and the market price of Nimesh’s shares was now Rs 8.4 crores. He had earned a profit of Rs 2.4 crores. He gave Rs 1.2 crore to Mr. Aditya Gupta and kept Rs 1.2 crore with him. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. SEBI imposed a heavy penalty on Aditya Gupta. By quoting the lines from the above para identify and state any two functions that were performed by SEBI in the above case.


State the protective functions of the Securities and Exchange Board of India.


What are the objectives of SEBI?


Explain the objectives and functions of the SEBI.


India’s largest domestic investor Life Insurance Corporation of India has once again come to government’s rescue by subscribing 70% of Hindustan Aeronautics Rs.4,200-crore initial public offering.

a. Which market is being reflected in the above case?

b. State which method of floatation in the above identified market is being highlighted in the case? (Primary Market)

c. Explain any two other methods of floatation. (Private Placement, Offer through prospectus, offer for sale).


Lalita wants to buy shares of Akbar Enterprises, through her broker Kushvinder. She has a Demat Account and a bank account for cash transactions in the securities market. Discuss the subsequent steps involved in the screen-based trading for buying and selling of securities in this case.


What is the power of SEBI?


Write a word or a term or a phase which can substitute for the following:
Institution that regulates functioning of stock exchanges and intermediaries in the securities market.


Select the correct option form the bracket.

Group ‘A’ Group ‘B’
Regulator of Securities Market ______________

Which of the following is the regulatory function of SEBI?


Which of the following is the development function of SEBI?


Rishu's friend Devina works as a Finance Manager in Perfect Solutions Ltd. Devina in a meeting with the directors of the company came to know that the firm would soon be declaring a bonus issue which would lead to an increase in the price of shares. On this basis, Devina advised Rishu to purchase the shares of Perfect Solutions Ltd., who thus bought the shares. SEBI can control malpractices like these through which of the following functions:


Of the following sources of funds, ______ are not Borrowed Funds. 


Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.


Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?


State any three objectives of the Securities Exchange Board of India.


Which of the following is not a function of Securities and Exchange Board of India (SEBI)?


SEBI calls for information and issues a show cause notice to stock exchange and its officials seeking explanation and conducting audit and enquiry. Which function is SEBI performing?


SEBI regulates the prices of the securities listed in the market.


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