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CUET (UG) entrance exam Question Bank Solutions

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Which of the following can be a depository participant (DP)?

[10] Financial Markets
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______ method of training is suitable when employees are required to handle sophisticated machinery. 

[6] Staffing
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______ is an institution or organisation, which holds securities in electronic form, in which trading is done. 

[10] Financial Markets
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State the year in which Securitites Board of India was established?

[10] Financial Markets
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______ is a legally enforceable document and helps to settle disputes/claims between the investor and the broker. It contains details of the number of shares bought or sold, the price, the date and time of deal, and the brokerage charges. 

[10] Financial Markets
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Rishu's friend Devina works as a Finance Manager in Perfect Solutions Ltd. Devina in a meeting with the directors of the company came to know that the firm would soon be declaring a bonus issue which would lead to an increase in the price of shares. On this basis, Devina advised Rishu to purchase the shares of Perfect Solutions Ltd., who thus bought the shares. SEBI can control malpractices like these through which of the following functions:

[10] Financial Markets
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Which of the following stands for SEBI?

[10] Financial Markets
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The basic purpose of SEBI is to create an environment to facilitate efficient mobilisation and allocation of resources through the securities markets. Who are the constituents of this market for whom SEBI aims at creating a conducive environment?

[10] Financial Markets
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Which of the following is not a Protective Function performed by SEBI?

[10] Financial Markets
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Which of the following statements is not true regarding Democratic Style of Leadership?

[7] Directing
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The Securities and Exchange Board of India was established by the Government of India and was  given a statutory status in ______.

[10] Financial Markets
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State the first development bank of the country

[10] Financial Markets
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Of the following sources of funds, ______ are not Borrowed Funds. 

[10] Financial Markets
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Which of the following is/are the 'Developmental Functions' of Securities and Exchange Board of India?

[10] Financial Markets
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Of the following sources of funds, ______ are Owner's Funds. 

[10] Financial Markets
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"The purpose of the fourth test was too find out how much capability a person has to mix-up with other persons, and whether he can influence other persons and get influenced by them." Which tests is indicated in this situation?

[6] Staffing
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Solar Horse Ltd. decided to import new hi-tech machines from Korea to decrease the cost of production and increase quality of work. It decided to give one month training to 5 supervisors and 10 workers to provide technical knowledge and skills to operate those machines. For this, dummy models of machinery were provided to them to practice on it. Identify the type of training provided by Soler Horse Ltd.

[6] Staffing
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Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.

[10] Financial Markets
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A cardboard box consisting of 10 packets of 1 Kg sugar, is an example of:

[11] Marketing
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Which is the apex statutory body of capital market to which customers can complain to redress their grievances?

[10] Financial Markets
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