मराठी

Name the Document Prepared in the Process of Online Trading of Securities that is Legally Enforceable and Helps to Settle Disputes/Claims Between the Investor and the Broker.

Advertisements
Advertisements

प्रश्न

Name the document prepared in the process of online trading of securities that is legally enforceable and helps to settle disputes/claims between the investor and the broker.

टीपा लिहा
Advertisements

उत्तर

After the trade has been executed, within 24 hours the broker issues a Contract Note. This note contains details of the number of shares bought or sold, the price, the date and time of deal, and the brokerage charges. This is an important document as it is legally enforceable and helps to settle disputes/claims between the investor and the broker. A Unique Order Code number is assigned to each transaction by the stock exchange and is printed on the contract note.

shaalaa.com
  या प्रश्नात किंवा उत्तरात काही त्रुटी आहे का?

व्हिडिओ ट्यूटोरियलVIEW ALL [2]

संबंधित प्रश्‍न

The place where buying and selling of securities takes place


Explain any three functions of stock exchange.


The floor of the stock exchange premises where the trading or auction of shares takes place. 


An institution which regulates and controls the activities of the Stock Exchange is called _______. 


Write notes on Functions of S.E.B.I. 


Select the proper option from the option given below and rewrite the sentences: 

A market where existing securities are resold or traded is called __________ market. 


A market place where existing securities are bought and sold.


The institution which regulates business in stock exchange.


State any two reasons why investing public can expect a safe and fair deal in the stock market. (Point w.r.t safety of Transactions – Functions of the Stock Exchange).


What are the functions of the Stock Exchange?


Explain the features of stock exchange.


Answer the following question.
Stock exchange acts as a regulator of the securities market. It creates a continuous market where the securities are bought and sold. It gives investors the chance to disinvest and reinvest. Through this process of disinvestment and reinvestment, savings get channelized into their most productive investment avenues. To ensure that the investing public gets a safe and fair deal in the market, the membership of the stock exchange is well regulated and its dealings are well defined according to the existing legal framework. It also ensures a wider share of ownership by regulating new issues, better trading practices, and taking effective steps in educating the public about investments.

Various functions performed by the Stock Exchange are discussed in the above para. By quoting lines from above para, state any four functions of the stock exchange.


Define Stock Exchange.


______ was developed in Ahemdabad as Ahmedabad Stock Exchange (ASE) in 1894. 


______ is the latest technology driven stock exchange which was recognised in 1993. 


The organisation/institution which provides scope for speculation is :


When the stock market is bearish, a company must go for which of the following?


When the stock market is bullish, a company must go for which of the following?


Share
Notifications

Englishहिंदीमराठी


      Forgot password?
Use app×