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प्रश्न
Name any two details that need to be provided by the investor to the broker while filling a client registration form.
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उत्तर
The investor has to sign a broker-client agreement and a client registration form before placing an order to buy or sell securities. One has to provide certain other details and information. These include :-
- PAN number
- Date of birth and address.
संबंधित प्रश्न
Explain any three functions of stock exchange.
The floor of the stock exchange premises where the trading or auction of shares takes place.
An institution which regulates and controls the activities of the Stock Exchange is called _______.
Write notes on Functions of S.E.B.I.
A market place where existing securities are bought and sold.
Name the document prepared in the process of online trading of securities that is legally enforceable and helps to settle disputes/claims between the investor and the broker.
Write Short Notes on Role of Stock Exchange (March 2009)
Answer the following question.
Stock exchange acts as a regulator of the securities market. It creates a continuous market where the securities are bought and sold. It gives investors the chance to disinvest and reinvest. Through this process of disinvestment and reinvestment, savings get channelized into their most productive investment avenues. To ensure that the investing public gets a safe and fair deal in the market, the membership of the stock exchange is well regulated and its dealings are well defined according to the existing legal framework. It also ensures a wider share of ownership by regulating new issues, better trading practices, and taking effective steps in educating the public about investments.
Various functions performed by the Stock Exchange are discussed in the above para. By quoting lines from above para, state any four functions of the stock exchange.
What is meant by Stock Exchange?
Define Stock Exchange.
The total number of Stock Exchange in India is
______ is the latest technology driven stock exchange which was recognised in 1993.
NSE and BSE are types of ______.
When the stock market is bullish, a company must go for which of the following?
______ is a number assigned to each transaction by the stock exchange and is printed on the contract note.
Arrange the steps involved in trading procedure at the stock exchange in correct sequence:
- Settlement of order
- Opening of Demat Account
- Placing of order
- Execution of order
