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प्रश्न
Name any two details that need to be provided by the investor to the broker while filling a client registration form.
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उत्तर
The investor has to sign a broker-client agreement and a client registration form before placing an order to buy or sell securities. One has to provide certain other details and information. These include :-
- PAN number
- Date of birth and address.
संबंधित प्रश्न
Explain any three functions of stock exchange.
Write notes on Bombay Stock Exchange.
An institution which regulates and controls the activities of the Stock Exchange is called _______.
Select the proper option from the option given below and rewrite the sentences:
A market where existing securities are resold or traded is called __________ market.
A market place where existing securities are bought and sold.
The institution which regulates business in stock exchange.
State any two reasons why investing public can expect a safe and fair deal in the stock market. (Point w.r.t safety of Transactions – Functions of the Stock Exchange).
What is the common name for Beneficiary Owner Account, which is to be opened by the investors for trading in securities?
Explain the features of stock exchange.
Answer the following question.
Stock exchange acts as a regulator of the securities market. It creates a continuous market where the securities are bought and sold. It gives investors the chance to disinvest and reinvest. Through this process of disinvestment and reinvestment, savings get channelized into their most productive investment avenues. To ensure that the investing public gets a safe and fair deal in the market, the membership of the stock exchange is well regulated and its dealings are well defined according to the existing legal framework. It also ensures a wider share of ownership by regulating new issues, better trading practices, and taking effective steps in educating the public about investments.
Various functions performed by the Stock Exchange are discussed in the above para. By quoting lines from above para, state any four functions of the stock exchange.
_____ is the oldest stock exchange in the world.
Stock exchanges deal in _________.
Stock exchange allow trading in _______.
Define Stock Exchange.
______ was developed in Ahemdabad as Ahmedabad Stock Exchange (ASE) in 1894.
______ is the latest technology driven stock exchange which was recognised in 1993.
Read the following text and answer the following questions on the basis of the same:
Mr. A. Bose is running a successful business. Mr. Bose is the owner of R. K. Cement Ltd. Mr. Bose decided to expand his business by acquiring a Steel Factory. This required an investment of Rs. 60 crores. To seek advice in this matter, he called his financial advisor Mr. T. Ghosh who advised him about the judicious mix of equity (40%) and Debt (60%). Employ more of cheaper debt may enhance the EPS. Mr. Ghosh also suggested him to take loan from a financial institution as the cost of raising funds from financial institutions is low. Though this will increase the financial risk but will also raise the return to equity shareholders. He also apprised him that issue of debt will not dilute the control of equity shareholders. At the same time, the interest on loan is a tax-deductible expense for computation of tax liability. After due deliberations with Mr. Ghosh, Mr. Bose decided to raise funds from a financial institution.
Employ more of cheaper debt may enhance the EPS. Such practice is called :
Arrange the steps involved in trading procedure at the stock exchange in correct sequence:
- Settlement of order
- Opening of Demat Account
- Placing of order
- Execution of order
